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Finra says fewer bad actors explains reduced, quieter, enforcement: Does that include insider trading by Big 4 partners?
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Finra says fewer bad actors explains reduced, quieter, enforcement: Does that include insider trading by Big 4 partners?

If insider trading happens and no one prosecutes or publicizes it, can we pretend it never happened?

Francine McKenna
Oct 04, 2024
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Finra says fewer bad actors explains reduced, quieter, enforcement: Does that include insider trading by Big 4 partners?
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On August 28, U.S. Senator Elizabeth Warren, Democrat of Massachusetts, wrote to Finra — the Financial Industry Regulatory Authority —  seeking an "explanation" for a concerning June 2024 Bloomberg report by Austin Weinstein.

“…the number of enforcement actions brought by the brokerage industry’s self-funded regulator [the Financial Industry Regulatory…

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